Registration Project Manager recruitment
Position Category: Legal/Compliance
Position Title: Registration Project Manager
Job Level: Vice President
Location: USA - NY - New York
Education Required: Bachelors Degree
Position Description:
The Registration Department performs all registration-related activities on behalf of Morgan Stanley Smith Barney, Morgan Stanley Co. LLC and its affiliates ("institutional business or ISG"), Morgan Stanley Investment Management, and their securities professionals. The position will be responsible for the following activities:
-Strategic Planning and Project Management
-Ongoing project management of Global Registration Licensing system on behalf of the Registration Department.
-Development of procedures for the Mortgage Broker Dual Hat project.
-Develop enhanced Human Resource processes for onboarding new hires; work with HR on related systems enhancements.
-Under the direction of a Senior Manager, conduct comprehensive reviews of existing MSSB/ISG policies and procedures. For example:
-Review state registration requirements for ISG and implement new framework
-Review ISG branches, including branch sharing arrangements, and develop new monitoring policies and procedures
-Implement framework for ongoing application of licenses (e.g., series 79, 52, 56, 4, senior management)
-Enhance Department metrics
Skills Required:
Individuals applying for this role must possess:
•Strong project management/planning skills
•Strong analytical and problem solving skills
•Strong interpersonal skills
•Excellent oral and written communication skills
•Teamwork skills
•Organizational skills
•Computer literacy
Skills Desired:
In addition, candidates should be detail oriented, reliable and adapt quickly to change