Registrations Analyst recruitment

Overview:
FSA Registrations Exchanges consists of a team of 2 analysts onshore the team is responsible for ensuring that the bank complies with the FSA's rules regulations on the Approved Persons regime along with ensuring that access to Exchanges are granted correctly in a timely manner

This role will report directly to the (EMEA Head of Position Reporting Registrations)

Role and Responsibilities:
FSA Registrations
*Responsible for ensuring Significant Influence Function (SIF) application forms are comprehensive as per internal guidelines in conjunction with Advisory Compliance and Team Manager ahead of them being submitted to the FSA
*Responsible for ensuring that all employees requiring FSA Authorised Person status are fully advised of all exam requirements and liaising with them to ensure all necessary steps are taken to complete registration process.
*Responsible for reporting to senior management on any individuals who have not met the necessary requirements for authorisation within approved time frame.

Exchange Licensing
*Completing internal employee registrations with a number of major European Exchanges which ensure that only 'fit proper' persons are able to trade or offer investment advise on behalf of DB.

Requirements:

2-3 years experience in a Registrations environment in an investment bank or experience gained in monitoring or advisory compliance is preferable.

The Candidate should:
*Be educated to degree level
*Prior experience in the supervision of staff
*Exhibit excellent oral and written communication skills
*Be highly motivated with the ability to work to deadlines
*Have an organised and structured work style, working calmly under pressure
*Be able to work as part of a small team in a small security controlled environment
*Be discrete in the handling of confidential information
*Familiarity with regulatory disclosure obligations
*Excellent communication and interpersonal skills with all levels of employees
*Maturity of approach and high levels of integrity
*Organised and structured work style, working calmly under pressure
*Strong analytical, workflow and data interpretation skills
*Good system skills - MS Office:- Excel, Word, Powerpoint, Access Email

Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital / civil partnership status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.

Please let us know if you require any adjustments to enable you to apply or attend an interview. If you would like to discuss your requirements, or have any concerns about the application process, please contact your recruiter.