Regulatory Change
The role sits within the Regulatory Change team and plays an essential role in ensuring that appropriate strategies and processes are in place to identify implementation of regulatory change impacting the wholesale and SME division.
The role holder will need to demonstrate knowledge of relevant regulations, in particular FCA' s rulebook, Banking Conduct of Business, MIFID, Dodd Frank and CASS. Ideally the candidate has had also exposure to SME Banking and some knowledge in Payments Services Regulations or Lending and Consumer Credit legislation.
The role holder will communicate regularly alongside with the team on identifying any regulatory changes affecting the bank and will assist, where appropriate, with training programmes to ensure the staff are aware of their responsibilities arising from existing and new regulatory requirements.
The role holder will interact daily with Senior Managers and will provide advice and assistance on interpretation on regulatory policy and procedures and will respond to incoming enquiries from the FCA and other regulatory stakeholders.
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