Regulatory Change
About the client
One of the largest Banking firms provides comprehensive expert financial services to businesses of all sizes, from small businesses to mid sized businesses and multinational corporations.
About the role
The role sits within the Compliance Advisory team covering Financial Markets. The senior compliance professional sought will provide regulatory compliance support covering International Units, predominately New York, Sydney and Hong Kong.
The role holder will interact daily with Senior Managers and will provide advice and assistance on interpretation on regulatory policy and procedures and will respond to incoming enquiries from the FCA and other regulatory stakeholders.
The role holder will communicate regularly alongside with the team on identifying any regulatory changes affecting the bank internationally and will coordinate training in regards to new policies and procedures.
What we are looking for
The candidate must have several years of experience in an advisory capacity and ideally a background within Corporate or Investment Banking.
The role requests a good knowledge of wholesale products and the ability to communicate with senior stakeholders and coordinate and oversees compliance procedures internationally.
The role holder must have a strong regulatory compliance knowledge and an international experience will be a real advantage.
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