Regulatory Compliance
High calibre individual with excellent academics and significant compliance or risk experience gained from a securities –related environment sought by this progressive and extremely prestigious global investment house.
The role will suit a compliance professional able to demonstrate a good understanding of the regulatory regimes across several jurisdictions to include UK (FSA), EMEA and US. Knowledge of both regulatory and corporate compliance is essential and previous monitoring experience will be a definite advantage.
This is a key role within the wider compliance team and will involve taking responsibility for the prevention and resolution of a range of compliance issues, to include breach of ethics, insider trading, lack of marketing disclosures, etc… The proven ability to promote a robust compliance and controls culture, to influence at all levels across this complex international organisation and to proactively monitor industry trends and deliver new compliance programmes is essential.
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