Regulatory Compliance Analyst
Our client, a Global Financial Services firm, is looking for a candidate to fill a 6 month rolling contract role as a Regulatory Compliance Analyst.
The purpose of the role is to help ensure the business is abreast of regulatory changes and developments. Also to make sure that they are able to comply with new or changing conduct of business regulations and regulatory expectations.
Role Responsibilities:
* Monitor for, identify, analyse, communicate and support the implementation of, relevant regulatory changes/developments impacting the business.
* Produce detailed analysis, including gap analysis as necessary, of regulatory changes/developments, working as necessary with subject matter experts and other stakeholders to fully and accurately understand the impacts of such changes/developments on the business.
* Produce accurate, succinct and tailored presentations and briefing notes for senior management, ensuring that material aspects of regulatory changes/developments are highlighted and the likely impacts (actual or potential) are explained.
* Coordinate responses to specific regulatory consultations, either through trade associations or directly to regulatory authorities/bodies.
* Participating and contributing to industry discussions on regulatory policy developments, primarily through industry bodies, in particular the BBA, AFME, ICMA and FOA.
Personal Qualifications:
* Knowledge and/or experience of UK European regulatory regime.
* Legal background or experience in regulatory change management.
* Strong analytical ability and capable of distilling large flows of information.
* Willingness to acquire/develop competencies/knowledge base on other regulatory topics as directed.
* Ability and willingness to accept accountability demonstrate initiative; work with limited direct supervision and support effective cross unit co-operation, information sharing etc.
* Working knowledge of Capital Markets and Wealth Management businesses and experience of working in a major investment bank/Compliance Department.
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