Regulatory Compliance Associate recruitment

Your responsibilities will include:

• Working with the head of the team and colleagues within Compliance and Legal to co-ordinate Compliance activities relating to regulatory developments in Europe, including initiatives arising from European central supervisory bodies and national regulators.

• Provide effective and proactive support to regulatory policy agenda co-ordinating with the EMEA Government Relations and Public Policy team, including analysis of emerging and new regulation, input to submissions made to European supervisory bodies, trade associations and other stakeholders.

• Engagement with business areas and support functions to implement regulatory change to ensure the company continues to fulfill its’ regulatory obligations.

• Provide input to regular reporting and communication on regulatory developments to senior management and corporate and/or fund boards and broader company business.

• Provide input on regulatory developments in client presentations.

• Provide input to and actively participate in team and departmental briefings.

• Co-ordinate meetings of internal committees and other stakeholder groups, as required.  

• Manage internal records of regulatory papers and other material.

• Participate in other compliance projects and initiatives.

• Where required, reviewing client communications and/or financial promotions (as required) including brochures, factsheets, presentations etc.

Key attributes:

In the first instance, please forward your CV to carole.kouzos@chasecooper.com

Details will be treated in the strictest confidence.