Regulatory Compliance Manager
Our client, a Global Financial Institution is looking for a Regulatory Compliance Manager to provide guidance and advice on all aspects of regulation across private banking businesses globally. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.
Duties include:
- Provide regulatory advice related to products, services and clients to address the risks associated with private banking businesses.
- Be responsible for all aspects of compliance, including implementation of best in practice standards, policies and procedures and the provision of compliance advice across private banking businesses.
- Review and assist in the effective deployment of the regulatory compliance assurance function.
- Maintain internal control standards involving implementation of internal and external audit points in relation to regulatory developments.
- Ensure the effective and timely implementation of new regulatory requirements across the global function.
- Monitor changes in regulatory risk and ensure that appropriate actions are taken to address potential impacts for the business.
- Deliver and execute compliance programmes in terms of planning and adherence to global regulatory standards.
- Monitor the progress of regulatory projects and resolve issues when necessary.
The successful candidate will ideally have a private banking, wealth management or retail banking background and be aware of current regulatory issues surrounding private/retail client business. You will possess excellent communication and interpersonal skills and demonstrate the ability to deal with Senior Management in the UK and Abroad.
If you are interested in this opportunity, please email your C.V. to inan@altussearch.co.uk or call Inan Rashid on 020 7430 1831 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.
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