Regulatory Compliance Manager
Regulatory Compliance Manager, Policies and Standards
My client is one of the leading financial services firms in the banking sector and they currently seek a Regulatory Compliance Manager. You will be responsible for developing best in practice standards, policies and procedures to govern Regulatory Compliance, ensuring the bank’s exposure to current and emerging risk is managed appropriately.
Responsibilities
- The role holder will participate in various work streams and initiatives to ensure that implementation risks and issues are considered and addressed.
- Proactive approach to identification of Regulatory Compliance risk and potential impacts on the bank’s Business Model globally.
- Participate in Group work streams, representing the bank’s position and translating Group requirements into the bank’s standards and policies.
- Participate in programmes to address, manage and mitigate impacts of regulatory changes on the bank globally.
- Support the Regulatory Compliance Control team in the provision of advice and policy implementation on all aspects of Regulatory Compliance (Conduct of Business and Market Conduct).
- Assist the effective deployment of the Regulatory Compliance Assurance function.
My client has a strong preference for a candidate who has proven experience within private banking or asset management. My client is seeking a candidate who has proven experience in the development, drafting and implementation of policy. You will also have proven stakeholder management experience and be an excellent communicator with strong inter-personal and influencing skills.
If you would like to have a confidential conversation regarding this vacancy, please call Ibrahim Ali on 02070923261 or email Ibrahim.Ali@eamesconsulting.com.
Regulatory Compliance Manager, Conduct
My client is one of the leading financial services firms in the banking sector and they currently seek a Regulatory Compliance Manager. You will be responsible for implementing best in practice standards, policies and procedures to govern Regulatory Compliance across the bank.
Responsibilities
- Provide compliance advice and challenge on all aspects of Regulatory Compliance (Conduct of Business and Market Conduct).
- Proactive approach to identification of Regulatory Compliance risk and potential impacts the bank’s Business Model globally.
- Liaison with relevant stakeholders within the bank, other Global Business and Functional teams to provide expertise and support on all Regulatory Compliance related matters.
- Support senior management in developing, setting and delivering Regulatory Compliance strategy.
- Assist in the development and implementation of training programs for Regulatory Compliance globally.
- Develop and maintain productive relationships with Local Compliance Officers and their teams.
My client has a strong preference for a candidate who has proven experience within private banking or asset management. My client is seeking a candidate who has proven of policy implementation and change activity. Advisory experience would be helpful. You will also have proven stakeholder management experience and be an excellent communicator with strong inter-personal and influencing skills.
If you would like to have a confidential conversation regarding this vacancy, please call Ibrahim Ali on 02070923261 or email Ibrahim.Ali@eamesconsulting.com.
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