Regulatory Compliance Officer – AVP – Global Bank (PWM) recruitment
You will join a friendly and professional team and reports to the Country Head of Compliance. This is an excellent opportunity for you to utilize all your knowledge in Banking Act, SFA/FAA and further progress your career in regulatory compliance with in a fast growing organization.
You will provide advice on new business proposal; provide sign-offs on new business initiatives and new products distribution. You will review the internal policies and procedures to ensure compliance with regulatory requirements. You will also be responsible for reviewing marketing documentation to ensure compliance with regulatory requirements and fair dealing. You will liaise with regulators on all inquiries (Regulatory Reporting and other ad choc survey) and perform gap analysis on new regulations. You will also work closely with other department within the organization and provide advice to the business on general compliance matters. You will also help the Head of Compliance to provide training to internal staff.
Desired Skills:
• At least 7 years of relevant work experience in regulatory compliance, perferably in but not critically in Wealth Management;
• Excellent understanding and knowledge of Banking Act, SFA,FAA;
• Former working experience with MAS will be highly preferred;
• ICA and ACAMS holders will be highly preferred;
• Experience of managing a regulatory project is a plus;
• Degree holder from a reputable university or institution;
• Excellent communication skills and team player;
This is a newly created role because of the Asia expansion plan of the organization. The qualified candidates please send your updated CV to Compliance@connectedgruop.com immediately for a confidential discussion. We regret that only shortlisted candidates will be notified.