Regulatory Consultant
The Role
As a key member of the Risk Management team, you will be responsible for:
- Advising clients on the impact of the changing regulatory landscapes
- Delivering Section 166 reviews and reporting to the FSA as part of a wider team.
- Providing internal and client advice on regulatory issues including ARROW Reviews; Remediation and Approved Persons
- Supporting the business in relation to sales and marketing, research and development
- Ensuring Clients needs are identified and met effectively
- Understanding the role of the regulator and advising clients on managing their relationship with the regulator
- Building and maintaining strong relationships and networks with both clients and colleagues
- Identifying and following up new opportunities
Key Requirements
The ideal candidate will have:
- Knowledge of the Supervisory Framework including ARROW assessments
- Knowledge of the Regulator’s approach conduct risk and related issues across the industry
- The ability to provide oversight and guidance to more junior members of the team
- Ability to analyse and interpret detailed regulations and apply and articulate such interpretation in relation to real business scenarios;
- Keep abreast of upcoming, new and revised rules, regulations and directives applicable to their portfolio of business, and implement suggestions as required.
- Regulatory / Operational Experience of COBs (inc MCOB, ICOBs, BCOBs)
- Excellent oral and written communication
- Flexibility to work across the UK (and internationally) where required
- Relevant sector experience – either within Insurance, Retail Banking or Asset Management
- Project Management skills
- Relevant industry qualifications
- Practical knowledge / experience of Treating Customers Fairly
To discuss the role in greater detail, please contact Edward Manson on 0207 549 2470 or send through your CV to emanson@merje.com
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