Regulatory Developments / Advice
Company
A well-established Asset Manager based in the City of London.
Role
Understand all relevant regulations relevant to Asset Management business and any products relevant to the business.
Build industry and regulatory contacts in order to be at the forefront of regulatory changes on a global front.
Proactive advice and implementation of policies coming through from the regulators and other external bodies
Act as the main compliance contact for any new and existing products.
Identify overseas regulatory changes relevant to all areas of the business communicating accordingly.
Promote regulatory awareness to the business through training and presentations.
Requirements
Strong understanding of regulatory rules in the asset management space
Previous product compliance experience including registration, process and guidance
Experience in dealing with the FCA and other external bodies
Excellent knowledge in global legislation such as AIFMD, MIFID etc.
Intelligent, articulate and proactive
Please apply for a detailed brief.
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