Regulatory Reporting Specialist

Are you a buy-side regulatory specialist interested in exploring consultancy work?
A Big Four firm is looking for a regulatory specialist to become a Manager/Senior Manager within its growing Hedge Fund business.
You will be tasked with providing advice to the firm’s Hedge Fund clients on issues relating to regulatory reporting as well as marketing and distribution compliance.
Key responsibilities will include:
- Reviews of Hedge Fund client’s current reporting process, gap analysis and process improvements
- Comparison of global reporting requirements for AIFMD, SEC and CFTC
- Assisting managers with assessing regulatory requirements for fund registrations and notifications in European and other international jurisdictions
Requirements:
Experience is regulatory reporting and/or fund distribution and marketing in the investment management sector
Implementation of the AIFMD and/or US regulatory reporting requirements across multiple asset classes and regions
Leading or working with a team across all areas of the business – including multiple asset classes and regions
Experience with compliance aspects of fund registrations for UCITS, AIF and non-European funds (National Placement Regimes), and UCITS Key Investor Information Document (KIID)

This role will provide a fantastic opportunity for you to utilise your regulatory knowledge to partner with some of the country’s leading hedge funds. For more information, please contact Katy Quicke at Hays on 020 3465 0110

March 12, 2015 • Tags:  • Posted in: Financial

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