Regulatory Risk And Control Analyst
Robert Half Financial Services is currently working with a tier one investment bank who are looking for a Lead Regulatory Risk Analyst to work within within their audit and operational risk practice.
Key responsibilities:
Manage senior analyst members in the team
Assist in monitoring and control of the Balance Sheet
Substantiation process within Global Business Services
Analyse Account substantiation results by business and to identify items of risk (Potential Profit Loss exposure) for escalation
Preparing Balance Sheet Substantiation reports (Management Information) suitable for presenting to Management
Enhance Management Information currently available in respect of balance sheet sign off and account certification status
Work with Finance to obtain balance sheet analysis and commentary
Monitoring of account ownership changes, certification status and ensuring account owners meet global policy requirements
Drive substantiation process improvement across business lines
Identifying new tasks that can be transitioned into Birmingham and working to improve processes and transition tasks to Bangalore.
You will be:
An Outgoing, confident candidate who has a strong understanding of risk control and previous Financial Services experience.
You should be comfortable in dealing with senior management show they have the ability to build relationships have proven networking skills. Also have the below:
Excellent awareness of Operational risk control
Strong analytical skills interpretation of data
Ability to influence
Strong track record of delivery
Ability to learn new concepts quickly have confidence to work through unfamiliar processes.
Good communication skills both written and oral
Good time management skills - ability to work on multiple streams of work where required
Data manipulation skills, being able to interrogate and review underlying data in Excel (Balance Sheet substantiation results)
Good working knowledge of Microsoft Office applications - Excel, PowerPoint, Access essential, VB useful
Financial Services experience (preferably Investment Banking) control bias (preferred)
What you will gain from this role is:
Exposure to senior management within
Working in a dynamic quickly changing environment
Exposure to a diverse range of topics that present challenges
Cross business exposure, working closely with Spoke, hub and business managers where appropriate.
Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply.
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