Relationship Manager – 96212 recruitment

Knowledge Skills: a. Knowledge
CPA and/or Series 27, a plus,
• Undergraduate University Degree with major in Finance or Accounting plus 5 to 10 years experience broken out between public and private accounting is preferred.
b. Skills and Competencies (see attached matrix for proficiency levels in addition to following competency)
• Knowledge of the brokerage industry, brokerage accounting and FINRA (Formerly the NYSE and NASD) regulations a plus.