Remediation Executive
We are currently looking for a Remediation Executive to join our growing practice to provide risk and regulatory solutions for our clients.
As a specialist in Regulation and Compliance, you'll have the opportunity to develop your personal, technical and leadership skills within the environment of one of the largest providers of professional services in the world. You will be key in helping clients better assess and improve their risk and regulatory frameworks.
Our Regulatory Advisory team offers you the opportunity to work with the most prominent firms in
the Investment/Retail Banking, Investment/Asset Management and Insurance sectors.
Your responsibilities as a Remediation Executive will include:
- Working as part of a team in identifying regulatory gaps and breaches. This could include assessing the quality of advice given by a firm in relation to financial products, assessing a firm's systems, or validating the measures taken by a firm to correct issues
- Providing input into the application of regulatory standards and supporting the development of solutions to resolve complex regulatory risks and issues
- Assisting with the formulation of conclusions and regulatory recommendations.
Qualifications/skills you'll need as a Remediation Executive:
- A thorough understanding of financial markets and regulatory standards and the ability to translate these into client solutions
- Experience of working with regulatory bodies such as the FSA, FSCS or Financial Ombudsman Service
- Proven track record of assessing suitability of advice in relation to financial instruments/products
- Sound technical knowledge of financial products and/or customer-facing regulated activities (e.g. complaint handling)
- CeFA qualified or equivalent and strong academic background, ideally to a degree level or equivalent
- Flexibility to travel and work full-time on assignments, as necessary.
At Ernst Young our inclusive work environment means that everyone's opinion is valued. This enables us to provide better advice and ideas to our clients, which in turn helps you develop as an individual to achieve your potential and make a difference.
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