Research Compliance recruitment

In the role you will:

Monitor relevant rules and regulations in the Asian region
Assist with the development and implementation of compliance policies and procedures
Develop and deliver training
Conduct reviews to test compliance with policies and procedures

To be successful you will have:

5 years of relevant compliance experience gained from a similar role
Experience in investment research compliance
Sound knowledge of relevant regulations and compliance practices across Asia and China
Strong English communication skills (oral and written), fluency in Chinese would be helpful but not essential

For more information please contact Stefanie Nitze on +852 2973 6333 or email stefanienitze@taylorroot.com.hk

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