Risk and Compliance Adviser, Investments

The wealth management arm of a leading financial services institution currently require a Risk and Compliance Adviser for their Insurance and Investments business.

This position requires an practiced and capable risk or compliance professional to be involved in a variety of risk management and compliance activities. As the Risk and Compliance Adviser, you will be responsible for protecting the business by assisting it to carry out effective risk practices including compliance with legislation and internal policy. Working on the investments portfolio, you will be ensuring the day to day delivery of the second line defense risk and compliance practices, driving and leading initiative to raise risk and compliance maturity. Further you will be supporting the wider business in terms of the overall risk function to deliver best risk advice to the stakeholders within the business

The ideal candidate will have a proven track record in risk and compliance within the investments industry with deep knowledge and experience managing risk in a complex business. You will have excellent stakeholder management skills, a practical understanding of designing sustainable controls and a passion for advancing risk and compliance management.

There could also be a another opportunity for a senior level risk and compliance professional with experience in a Head of Position or leading a team. The preference here would be someone with Australian regulatory compliance around investments and with enterprise risk management - embedding three lines of defense.

If you're looking for an opportunity to join a team of risk and compliance professionals in a leading and respected business, send your resume to Madeline.smith@hays.com.au or phone Madeline for further information on (02) 8226 9745.

August 28, 2013 • Tags:  • Posted in: Financial

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