Risk & Compliance Consultant
This firmly established Investment Management firm is looking for a talented Risk and Compliance Consultant to join them on a contract basis.
With a strong brand presence in the UK our client is currently looking to extend their offering across Europe and Asia.
Our client operates a flat structure and the successful applicant will be given the opportunity to liaise and influence at Director Level.
This well rounded role will see you implement the assurance plan and deliver value-add robust, accurate and timely risk and control review activity. Taking a corporate-wide view, proactively identify and evaluate sources of risk in the corporate business model and governance processes. Liaise with the Enterprise Risk Management team within Risk Compliance to ensure that risk assessment results are incorporated into the assurance plan and that the results of assurance activity is fed back into risk assessment. Work closely with the business aligned teams in Risk Compliance to ensure that key risks and issues within different areas of the business are understood and that the results of assurance activity are fed back appropriately Develop good working relationship with teams - group Internal Audit and Group Compliance, and share results of assurance work. Assist with the management of the annual external audit of the ISAE 3402/AAF 0106 report.
The successful applicant will have strong experience in a compliance/risk environment within the investment management industry, preferably with an assurance/monitoring focus and hold a general awareness of operational risk principles and practices.
Leave a Reply
You must be logged in to post a comment.