Risk & Compliance Manager – Risk Advice / Financial Planning recruitment

Risk Compliance Manager - Risk Advice / Financial Planning

This is a newly created role. My client is a highly successful advice and distribution provider with a strong commitment to its risk and compliance culture. In addition to making a direct contribution to the quality of the Compliance Plan and Risk Control frameworks, you will also work closely with the business and be invited to contribute to major regulatory change projects. If you are inclined towards business transformation and change management, you will be exposed to the FOFA and Scalable Advice projects.

Responsibilities will include but are not limited to;

To be successful in this environment and role, you will be confident in your ability to influence and perpetuate change. A minimum of 5 years' experience within the advice industry and the RG 146 qualification at the minimum. You will possess strong stakeholder management skills and be capable of challenging the status quo. Australian residency is essential.

To discuss this role in more detail, please contact me for a confidential conversation on 8227 9200 or charlotted@ethoscorp.com.au quoting JN/13812.