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Risk & Compliance Manager
AVP / VP level rolesExpanding teamCompetitive Salary Package!Our client is a well-known international bank that has a strong presence in the Asia Pacific region. Currently they are looking for experienced and knowledgeable Compliance professionals to add value to their growing team.This is a regional role so a good understanding of regional regulations is preferred as is strong cross product knowledge as this role will support the institutional and wealth businesses, so knowledge of Equities, Derivatives and Fixed Income product is highly preferred.These are newly created roles and will see you Read more […]
L-HK-3503 Compliance Counsel (Government & Statutory Organization)
Our client seeks a Compliance Officer/Counsel, to complement its existing Legal Department and Risk Management Department, and who will report to the Head of Legal Risk Management. Responsibilities include:Performing compliance testing to ensure regulatory obligations are met;Performing transaction monitoring and identifying suspicious transactions;Providing AML advisory to different business units;Reviewing and identifying changes in AML regulations;Develop and reviews compliance policies and guidelinesPromote compliance awareness and compliance culture of the Group including development and Read more […]
Retail Compliance Manager: Asset Management
Our client is the main supplier of outsourcing solutions and business process management with a global reach. As a company they are highly dedicated to engaging and involving their employees at all levels. They recognised that through employing ambitious individuals they need to fulfil this by supplying continuous training and offering clear career development. As a result they have a very high staff retention rate.Due to their size and large variety of industry offerings there is great scope to gain exposure and direct your career to many important areas including, Financial Services, Government, Read more […]
Senior Compliance Associate (Monitoring & Examinations)
FXCM Inc. (NYSE: FXCM) is a global online provider of foreign exchange (forex) trading and related services to retail and institutional customers world-wide. At the heart of FXCM’s client offering is No Dealing Desk forex trading. Clients benefit from FXCM’s large network of forex liquidity providers enabling FXCM to offer competitive spreads on major currency pairs. Clients have the advantage of mobile trading, one-click order execution and trading from real-time charts. FXCM’s U.K. subsidiary, Forex Capital Markets Limited, also offers CFD products with no re-quote trading and allows clients Read more […]
Senior Compliance Associate (Corporate)
FXCM Inc. (NYSE: FXCM) is a global online provider of foreign exchange (forex) trading and related services to retail and institutional customers world-wide. At the heart of FXCM’s client offering is No Dealing Desk forex trading. Clients benefit from FXCM’s large network of forex liquidity providers enabling FXCM to offer competitive spreads on major currency pairs. Clients have the advantage of mobile trading, one-click order execution and trading from real-time charts. FXCM’s U.K. subsidiary, Forex Capital Markets Limited, also offers CFD products with no re-quote trading and allows clients Read more […]
Private Banking-Compliance/AML Officers ( 1 year contract)
Proactively assist the management in its prime responsibility of complying with relevant•review of clients’ profiles.Review the client adoption and Know Your clients policies/procedures, including the•staff training, client due diligence, client reviews and transaction monitoring.Ensure appropriate compliance arrangements are in place including compliance policies,regulations to ensure that the Bank is able to conduct its business within applicable laws,directives, rule and regulations, and in accordance with the Bank’s Group PolicyGeneral Role Description• Key Features of the Role•626/regulatory Read more […]
Senior Manager, Compliance Financial Markets
Compliance experience in Financial MarketsExperienced in regulatory matters and working with regulatorsBusiness advisory, senior stakeholders management experience The client is looking for an experienced and passionate Compliance industry with strong local, Singapore regulatory experience and working with regulator. The ideal candidate should have a strong understanding and experience in Financial Markets, Financial Markets products and providing business advisory. The Senior Manager – Financial Markets, Compliance is responsible for the implementation and delivery of the bank’s Compliance Strategy Read more […]
Legal & Compliance Analyst
Position Description:The Company Tracing our roots to 1928, Wellington Management is one of the world’s largest independent investment management firms. With more than US$700 billion in assets under management, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 50 countries. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset, and alternative strategies. As a private partnership whose sole business is investment Read more […]
Compliance Technology Sr. Consultants/Mgrs for Global Advisory Firm in NYC
Our Global Advisory Client, with a client base that includes financial institutions and other capital markets participants, there’s tremendous potential for growth – and we’re prepared to tap into that potential. Their team takes a strategic approach to helping clients mitigate risk while improving and sustaining their business performance. In today’s complex business environment, that means understanding the relationship between risk, the regulatory environment, and performance improvement, and applying our knowledge to help clients achieve their business objectives. When you’re on their Read more […]
Compliance & AML Manager (M/F) LHEA503124
Job description As a Compliance AML Manager you will report to the Head of Luxembourg. Your main responsibilities will be: Development and monitoring of compliance policies Monitoring the operational and compliance framework Watch of Luxembourgish rules and analysis of their impact on the business Interfaces with the Luxembourg regulator Ensuring the company’s adherence to AML policies Assessing regulatory change and evaluating business impact Ensuring operational procedures reflect legislative and regulatory changes Development of a risk monitoring program. Who we are looking for You Read more […]