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Compliance
Cameron Kennedy Cameron Kennedy provide recruitment services across I.T., finance, accountancy, risk, quantitative disciplines, audit, compliance, analysis, back and middle office operations in London and the UK. View all Cameron Kennedy job listings
Compliance/Bookkeeping Role
Compliance/Bookkeeping Role A property investment company has an immediate need for a compliance/ bookkeeping accountant. The Role: The role is distinctly split between a Compliance and Financial Accounting role. You will report directly to the Finance Director. Responsibilities: -VAT Returns for 5 entities. -Assistance in preparing Financial Statements for Year End. -Preparation of Bank Reporting Documents. -Assisting in Reporting to Joint Venture Partners. -Assisting with Corporation Tax Compliance. -Completion of Statutory Returns. -Involvement in Internal Audit Process. Read more […]
Senior Compliance Analyst
Added October, 17, 2012 11:38 AM
Head of Compliance Advisory, Global Trust Channel Islands
Role Details * Take a leadership role for Compliance strategy, providing direct support to the Head of Compliance, Global Trust as necessary. * Support and enable business objectives by ensuring relevant WM businesses are equipped to meet evolving regulatory requirements, including by identifying, assessing, tracking, where possible influencing and preparing for new developments and ensuring the implementation of relevant Global Compliance regulations. * Assist senior management and businesses in embedding compliance and compliance management in the culture of the relevant Read more […]
Risk & Compliance
A UK-based banking group are looking for a contractor to assist with identifying, mitigating, measuring and monitoring risk across both their Investment Management and Bank institutions. Compliance * Reviewing and updating group Authorities Manuals and Policies: ensuring policy documents reflect current regulatory changes and best practice. * Preparing and updating ICAAPs, including stress testing. Risk Management * Carrying out Corporate Governance reviews across all group activities * Management and design of risk assessment reviews * Supporting all risk assessment Read more […]
Head of Research Compliance
Our client is one of the largest financial services providers in the world looking for a candidate to fill the role of the Head of Research Compliance. Personal Requirements: A solid amount of experience in a research or compliance advisory role or control room position, preferably from a full service Investment Bank Desirably have a degree or professional qualifications Sound understanding of Fixed Income products A clear understanding of the UK FSA Conduct of Business rules, Global Settlement rules as well as FINRA and US securities laws. Understanding and appreciation of Read more […]
Risk And Compliance Manager
Robert Half Insurance are recruiting for a well known insurance broker with city based offices looking for a compliance manager to be based in either the London or Surrey based offices. The successful candidate will be experienced dealing with compliance and risk management and come from an insurance broker/company environment.The General ResponsibilitiesTo act as the Risk and Compliance manager for our client in the best interests of the company with honesty, integrity and good faith towards shareholders, employees and clients, suppliers, and of the community within which Read more […]
Assistant Compliance Officer
Added October, 11, 2012 5:48 PM
Risk / Compliance Manager Lloyds Market
Risk / Compliance Manager Leading Lloyds of London Insurance business has an outstanding opportunity for a Risk and Compliance Manager to join the team.Our client is a $30 billion strong insurance business and known as one of the strongest brokers and risk providers in the market.The Risk Manager will need to have a strong background in the Insurance market, with commercial and wholesale experience being preferable to retail and ideally have had exposure to Lloyd’s of London environment. The compliance officer is required to have strong experience of the FSA, with knowledge Read more […]
Compliance Monitoring Analyst required global Asset Management firm
Key responsibilities Report into the Head of Compliance Monitoring Carry out reviews of all areas within the firm Where issues are identified Make appropriate recommendations to strengthen the compliance control where issues are identified Assist in the administration of the assurance process within the client Project foster a supportive compliance culture within the business Basic salary £40,000 to £60,000 For further information please contact Ryan Edwards-Pritchard on 0207 332 0300 OR forward an up to date CV to ryan.pritchard@dbfs.co.uk. Read more […]