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Senior Compliance Manager
You will be responsible for supporting the Head of Risk Assessment in establishing and managing global structured databases and systems to identify and assess the risks in respect of regulatory development, regulatory engagement and policy governance globally for both regulatory compliance and financial crime compliance. There is also an analyst level role available. Please apply if you have any experience within regulatory affairs and policy. Responsibilities Ensure that the Regulatory Affairs and Policy team develops and delivers value adding, risk focussed reporting at all levels in relation Read more […]
Compliance Director | Singapore
A role as Compliance Director with my client – a well renowned Investment Bank and Securities Group based in Singapore, is available immediately. The client is boosting its Compliance team, and looking out for an experienced candidate to join. The candidate will have a regional remit and will work closely with the Head of Compliance, and other teams. It is a great opportunity for candidates who are looking for challenging job assignments and greater career exposure to join a leading bank with extensive presence across the globe. My ideal candidate would have an excellent understanding of the Private Read more […]
Compliance and Risk Analyst Job
Compliance and Risk Analyst (Job Number: 1313358)DescriptionThe analyst will be responsible for providing high quality reporting services to external and internal clients, ensuring output is accurate and delivered within pre-defined deadlines. The team embodies a truly collaborative approach to exceeding our clients expectations and each analyst must exemplify this. Ensure accuracy and quality of client specific information held in the database for your clients. Accountable for the timeliness, accuracy and quality of reports based on client specific deadlines. This is for accounts falling in the Read more […]
Group Compliance Officer
As an integral part of Deutsche Börse Group, Clearstream offers bank, settlement and custody services for fixed-income securities and shares to its 2,500 customers worldwide. As Europe’s leading provider of these post-trade services, the international central securities depository processes more than 10 million transactions per month, involving over 850,000 securities. We ensure that cash and securities are promptly and effectively delivered between market participants and that our customers are always notified of the rights and obligations attached to the securities they keep under our custody. Read more […]
Senior Manager – Compliance Assurance & Projects – Tier 1 Bank
A prestigious opening has become available for a seasoned Compliance professional to join one of the GCC`s most successful banks. Key responsibilities of the role will include: • Developing and implementing Regulatory Compliance Programs • Training staff on Compliance requirements and Anti-Money Laundering • Ensuring Corrective Action Plan is implemented for all outstanding audit issues • Handling all new projects that are initiated by Compliance • Effectively manage internal stakeholder (business units) relationships. • Manage sanctions lists used for payment screening • Manage Read more […]
Compliance & AML Consultant
– Leading Multinational Bank with Operations in over 50 Countries and 30,000+ employees. The Bank is one of the leaders in its industry, known to attract and develop top talent from across the World. Voted as one of the ‘best brands to work for’ on a global level. – Reporting into the Head of Compliance and Consultancy, you will be the key liaison for Compliance AML needs. You will plan and deliver on the Banks and it’s client’s Compliance AML outputs. You will train, coach and monitor teams to comply with Compliance AML changes and initiatives. – You must have a minimum of 3 years Compliance Read more […]
Senior Compliance Specialist
98646BRAre you a proactive, discreet person who likes to work in an international and challenging environment?We are looking for aSenior Compliance Specialistwho will be responsible for Swiss and international Anti Money Laundering Case Management. The Global Financial Intelligence Unit team plays a leading role to ensure that UBS is able to promptly identify and manage exposure to major AML relevant cases. The GFIU promotes a group wide approach regarding AML decisions and coordinates the respective information and follow up decisions. As a senior compliance officer, you will be in charge of identifying Read more […]
Legal & Compliance Manager – Top Tier Firm
Key Responsibilities of the role include: • Ensure that the businesses activities and products are in conformity with legislation. • Draft contracts and agreements related to the businesses activities • Develop, initiate, maintain, and revise policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. • Collaborate with other departments to direct compliance issues to appropriate existing channels. • Act as an independent review and evaluation body to ensure that compliance issues/concerns within Read more […]
Global Financial Crimes Compliance (GFCC) Officer, 6 Month Contract – Private Bank
JPMorgan Chase Co. is a leading global financial services firm with assets of more than $2 trillion, over 200,000 employees and operations in over 60 countries. It operates across four business segments including Corporate and Investment Banking, Commercial Banking, Asset Wealth Management, Community and Consumer Banking. The Wealth Management division of JPMorgan Chase Co. is part of the Asset Wealth Management business segment. It has offered for over 160 years customised solutions and client service of the highest quality to solve the complex needs of wealthy individuals and their families Read more […]
Global Financial Crimes Compliance (GFCC) Officer, Associate – Private Bank
JPMorgan Chase Co. is a leading global financial services firm with assets of more than $2 trillion, over 200,000 employees and operations in over 60 countries. It operates across four business segments including Corporate and Investment Banking, Commercial Banking, Asset Wealth Management, Community and Consumer Banking. The Wealth Management division of JPMorgan Chase Co. is part of the Asset Wealth Management business segment. It has offered for over 160 years customised solutions and client service of the highest quality to solve the complex needs of wealthy individuals and their families Read more […]