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Foreign Equities Settlements (AVP)

[Roles/Responsibilities] Daily settlement management for both wholesale/professional investors and retail clientsApproving instructions, ticket entriesClosely work with our Asia counterparts as well as local officesDriving projects for new business/products, system development and enhancement[Required skills] Working experience of Asian Equities (China, HK, Korea, Malaysia, Taiwan, Thailand)Experience interacting with custodian banksNative Japanese speaker, business level EnglishLeadership skills, managing a team of 5 staff[About our client…]Our client is an international investment bank. Through Read more […]

March 29, 2013 • Tags:  • Posted in: Financial • No Comments

Senior Equities Compliance Officer

This market leading global investment bank requires a senior equities compliance officer to lead compliance advisory across the Equities Division. The role will be responsible for guidance and training to the business in order to satisfy all internal and external regulatory requirements.The role will have interaction with the broader markets and investment banking compliance teams, so a broad skillset and IB background is welcomed.Duties will entail -Compliance advisory to the Equities business to avoid breaches of relevant internal and external regulationsMonitoring of Equities trading activities, Read more […]

March 26, 2013 • Tags: , • Posted in: Financial • No Comments

Equities Valuation Controller

This role is part of a four person team and is responsible, largely for the US region, for the following:Support business growthPerforming the monthly Independent Price Verification (‘IPV’) processes for both the firm’s structured derivative and vanilla equity products.Enable team to undertake more in-depth analysis on our core product portfolios, including establishing link between IPV, PL attribution and risk.Enhance Governance around IPV, including assisting in writing up procedural / guideline documents, identifying best practices and sharing these globally. Interact with other regional Read more […]

March 26, 2013 • Tags:  • Posted in: Financial • No Comments

Quant Trader – Equities

Working with the PM this person will responsible for taking ideas and structuring the optimal execution using cash equities, swaps, options and futures.  Ideally this person will also be the conduit for information between the street and other internal traders to the quant PM.  This person should have at least 5 years of experience trading with a focus on strategic research, implementation of trade ideas and performing optimal execution.  Additionally, this person should have knowledge of optimization, algorithmic execution, transaction cost modeling, and experience transacting in derivative Read more […]

March 26, 2013 • Tags:  • Posted in: Financial • No Comments

Java Equities Developer, London

EMEA Lead Equities Regulatory/Compliance Technology – VP – LondonMy client is a global leader in financial services and equities and they an exciting opportunity for someone to lead thei team. They transact significant volume in global equity markets via DMA, low touch and high touch. This trading needs to conform to the regulatory rules governing the equities markets in all regions. Hence equities regulatory compliance technology team plays a critical role in deploying technology to regulate this trading and be in compliance with local regulations.The global team is looking Read more […]

March 23, 2013 • Posted in: General • No Comments

Equities Investment Analyst

This premier asset manager, is an equities specialist high conviction investor. The fund has a significant track record of excellent performance providing the best quality investment solutions to help clients achieve consistent long-term investment returns. Being a privately-owned company allows the firm to stay committed to clients, giving greater freedom to invest in the people and technology needed to maintain the highest standards of service and consistently developing innovative investment solutions. Holistic and thorough in-house research is fundamental to the firms investment success and Read more […]

March 5, 2013 • Tags:  • Posted in: Financial • No Comments

Equities Lead, Data, FIX, Oracle

EMEA Lead Equities Regulatory/Compliance Technology – VP – LondonMy client is a global leader in financial services and equities and they an exciting opportunity for someone to lead their team. They transact significant volume in global equity markets via DMA, low touch and high touch. This trading needs to conform to the regulatory rules governing the equities markets in all regions. Hence equities regulatory compliance technology team plays a critical role in deploying technology to regulate this trading and be in compliance with local regulations.The global team is looking Read more […]

March 2, 2013 • Posted in: General • No Comments

Equities Compliance Advisory

A position has arisen for an experienced Compliance Officer to work within the existing EMEA Equities Compliance team. The role, which will be based in a trading environment, comprises the provision of advisory, education and monitoring services to all traded Equity products. The successful candidate will also be required to lead new business proposals and project work and to provide training and education to the businesses supported. The role will also involve support for other aspects of the Equities Compliance team’s work.Qualifications / Skills / ExperienceThe ideal candidate will be a graduate Read more […]

January 25, 2013 • Posted in: General • No Comments

Equity Portfolio Manager – Asian Equities

A large West London Equity Hedge Fund with a Long-Short and Absolute long angle is looking to take on an experience Fund Manager to handle money for thei China, Taiwan and Singapore funds.Candidates will be expected to add value from day one and so seasoned experience within the Asian Equity space is essential and only Equity Analysts currently in a buyside role will be considered.The Hedge fund has accumulated over $3.8 billion in its AUM since its inception in 2008 and has seen steady progression even in stifling market conditions for Asian Hedge Funds in 2012. They are opening this mandate Read more […]

January 3, 2013 • Posted in: General • No Comments

Mid Level C++/Python Developer/Researcher – High Frequency Trading – Boutique Multi-Asset (FX, Equities,Commodities) Prop Trading Firm

mid Level C++-Python High Frequency Trading Developer-Researcher Boutique (Circa 20 people) Proprietary Trading Firm, City of LondonCompensation Very Competitive with Great Twice Yearly Bonus Scheme and Career Growth Opportunities Our client is a leading boutique proprietary trading team based in London, currently home to less than 20 employees. Based in the City of London, the team has successful been trading for a number of years and has established itself as one of London?s most up and coming trading shops. The team trades a number of instruments including fixed income derivatives, futures, Read more […]

December 13, 2012 • Posted in: General • No Comments