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Wealth Management Operational Risk Director recruitment
Business management and risk controlSupport CEOAbout our ClientRecognized as a leader in the wealth management industry, our client is developing their business in Asia rapidly and looking for a switched-on, intelligent individual to develop his/her career in the organization.Job DescriptionIn this role, you will report directly to the Business Risk Management Head and take on the following responsibilities: Carry out internal control reviews in accordance to group policies and regulatory requirements surrounding the Investor Protection rules (HKMA) Evaluate risk and deliver regular reporting and Read more […]
Compliance Officer – Wealth Management – London recruitment
My client provides wealth management advice and services to private clients and family offices and are looking to recruit a Compliance Officer. My client believe that in order to build successful long-term relationships with our clients, it is essential that we first take the time to listen carefully and attentively to their expectations, requirements and concerns. This may include tax considerations, investment time horizon and risk tolerance, as well as other important elements such as income needs, preferred investment strategies or many other factors. My client offer proprietary strategic Read more […]
Regional Sales Office Supervisor – Wealth Management Job recruitment
Regional Sales Office Supervisor – Wealth Management (Job Number: 1204249) BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New Read more […]
Private Wealth Management – Credit Admin Officer (AVP/VP) recruitment
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international and shaped by a variety of different perspectives, we’re driven by a shared sense of purpose. At Read more […]
Program Portfolio Manager, (Wealth Management, Investment Banking, Investment Governance), English, Contract, Zürich recruitment
In this contract you will be responsible for the following tasks:Ensure consistency and quality according to the defined investment governance process methodology and tools Preparation of the platform’s submissions to the monthly IT Change Board Meeting and the Firm-wide Investment Governance Committee Preparation of the platform’s material for internal and external communication, e.g. to regulators (FRNBY, FINMA) Pro-active tracking of cost benefits targets across the platform’s Portfolio Provide monthly platform’s portfolio reporting by streams producers Adhoc reporting and financial Read more […]
Compliance Expert, Wealth Management recruitment
UBS can offer you an environment geared towards performance, attractive career opportunities, and an open corporate culture that values and rewards the contribution of every individual.Description:The Wealth Management Compliance Team seeks a Compliance Expert to provide general advisory and control services to the wealth management activities undertaken by Wealth Management Business in Hong Kong. This role reports to the Compliance Control Head within the Wealth Management Hong Kong Compliance Unit.Key tasks and responsibilities :• Assists in the development and enhancement of the Bank’s control Read more […]
Wealth Management Assistant recruitment
The successful applicant will assist the Wealth Management team in providing clients with a professional and thorough service through the account lifecycle by delivering consistent communication and closely monitored portfolio management.The candidate must have previous experience of a client facing position gained in financial services, accounting or legal environment:Requirements:• Current FSA qualification (level 3 or above) preferred• Graduate with a 2.2 minimum degree or equivalent• Financially astute: Able to understand, manipulate and present financial data• Bloomberg proficient• Excel Read more […]
Wealth Management Operations, Trade and Processing Specialist recruitment
DUTIES- Handling Corporate Actions Tax Reclaim- Trade booking- Payment and securities delivery- Tax reportingREQUIREMENTS- Experience in Securities Operations, preferably including domestic mutual funds and/or detailed knowledge in a particular area (e.g. foreign securities, JGB for individual)- Corporate Actions experience essential- incl. tax reclaim, options event handling, etc.- Handling of reconcilliation, trade processing, checking of generated legal documents- Experience dealing with broad range of financial products – domestic/foreign equities, domestic/foreign mutual funds, foreign bonds, Read more […]
Sales Director – Wealth Management Job recruitment
Sales Director – Wealth Management (Job Number: 1204620) BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation. Read more […]
Legal Counsel – Wealth Management Global Emerging Markets recruitment
Legal Counsel – Wealth Management Global Emerging Markets85088BRA position has arisen in Zurich for an experienced person as Legal CounselThe main focus of your role will be:o Act as the relationship manager / point of entry for legal matters arising in business region Central Eastern Europe and Turkey and APAC within Wealth Management Global Emerging Markets (GEM); possibility to become a member of the respective business MCo Provide legal advice on market specific product and service offerings, including the design and implementation of business models and related processes and documentationo Read more […]