Securities Compliance Officer recruitment
About Our Client
Leading securities firm
Job Description
Advise management as to the relevant laws and regulations applicable to the Company's activities
Set up and develop ethical compliance standards for the conduct of business
Initiate and provide training
Manage regulatory issues and relationships with regulators
Establish and maintain the requisite framework within the Company for regulated activities under the SFA
The Successful Applicant
Must have prior on the job knowledge of the Securities and Corporate Finance industries.
Strong background in regulatory compliance
What's on offer
Good compensation scheme
Apply for this job
Apply online using the Apply button below or phone Annabel Roberts on + 65 6533 2777 quoting jobref H1250200