Securities Risk & Control Manager recruitment
Responsibilities include:
• Identify, assess and measure operational risk profile using a variety of tools including risk control self-assessment and operational key risk indicator reporting.
• Analyse risks and recommend appropriate internal control improvements. Independently manage projects designed to improve risk management strategies.
• Prepare risk reporting for management review which highlights key exposures and area of focus, monitor business changes and advise management of risk mitigation strategies
• Collaborate with risk Operations to ensure control framework is consistent across Securities
• Perform control planning for Asia Pacific entities and coordinating monthly updates for SOX Action Plans and Audit points
• Partnering with Risk Operations to lead SOX QA reviews, testing key controls and ensuring all SOX standards are correctly assigned
• Participation in migration of ERP system
Key Requirements:
• Operational risk experience within an Investment or Private Banking environment
• Degree qualified with at least 5 years of relevant experience with strong knowledge in Securities, Fixed Income and Equities
• Solid understanding of SOX requirements
• Highly numerate, strong analytical skills and project management
• Proficient in Excel with the ability to review, reconcile and analyse large data sets.
• Demonstration of negotiation and influencing skills with all levels of the organisation
Please contact Madeline Goh at Madeline@rgf-hragent.asia with a copy of your resume in Word Format.