SENIOR AUDITOR – AUDIT MANAGER (M/F) recruitment
RBC Dexia Investor Services offers a complete range of investor services to institutions worldwide. Our unique offshore and onshore solutions, combined with the expertise of our 5,400 professionals in 15 markets, help clients grow their business and sustain enhanced performance through efficiency improvements and robust risk management practices.
Equally owned by RBC and Dexia, the company ranks among the world's top 10 global custodians with USD 2.8 trillion in client assets under administration.
Services offered
RBC Dexia’s innovative solutions include global custody, fund and pension administration, shareholder services, distribution support, securities lending and borrowing, reconciliation services, compliance monitoring and reporting, investment analytics, and treasury services.
rbcdexia.com
About RBC Dexia Internal Audit:
Internal audit is a growing and constantly evolving team of 23 motivated and dynamic professionals, with excellent support from the CEO and his team. It covers all of RBC Dexia’s activities on a global basis and has auditors based in 4 locations (Luxembourg, Toronto, Kuala Lumpur and Singapore). Leading edge technology helps the team perform their work. The team seeks qualified, highly talented and motivated people who are keen to make a change!
Mission
In support of the Chief Internal Auditor, RBC Dexia, provide independent, objective risk assessment and evaluation of the effectiveness of risk management practices, internal control and corporate governance processes in all areas of RBC Dexia. Work with management in achieving business objectives by creating solutions to improve business operations, while remaining objective and independent. Key stakeholders include senior management, external auditors, and regulators; and results ultimately impact shareholders, employees and customers. Provide leadership to reporting staff members and to the RBC Dexia Internal Audit team.
The mission of the Senior Audit Manager / Audit Manager will consist of the following main tasks:
- Act as lead Audit Manager; ability to identify enterprise wide issues and coordinate fieldwork executed by a global team when applicable; final responsibility for fieldwork completion, communication to BU/Geography contacts and audit report.
- Undertake and/or lead audit-related special assignments as required (e.g. special investigations, MA support);
- Maintain a good working knowledge of the RBC Dexia products, operations, and policies and procedures covering global custody, fund and pension administration, shareholder services and related investor services products;
- Develop and maintain audit programs in accordance with internal/external “best practices” and applicable professional and regulatory requirements for use by all RBC Dexia auditors;
- Provide ongoing and constructive feedback on the RBC Dexia Internal Audit Methodology to support its continuous development; and
Education and Business Experience Requirements
- Minimum 8 years relevant (financial services) business experience, including minimum of 5 years internal / external audit, essential;
- Audit qualification (e.g. CIA/CISA) essential.
- Literacy in English essential (all reports and working papers are written in English);
- Literacy in French highly preferred;
- Literacy in other European languages (German, Spanish and Italian are highly desirable); and
- Accountancy qualification (e.g. CA/CPA) highly preferred;
Technical Skills
- Good Knowledge of Audit principles/procedures;
- Good knowledge of RBC Dexia operations and functions;
- Good knowledge of RBC Dexia’s business/regulatory environment;
- Computer literacy; and
- Ability to lead both routine and complex audits.
Mobility
As the RBC Dexia business operations are global in nature, the ability to undertake international travel is essential (estimated 30-40%).