SENIOR AUDITOR/Assistant Vice President Global Markets recruitment
Key Responsibilities:
• Independently execute assigned audit activities in complex products (e.g. Derivatives)
• Responsible for Audit issue management overall
• SOX engagement- concurrent reviews and hands on engagement
• Utilise sound, seasoned analytical skills with product, business, and technical expertise to execute assigned responsibilities in an impactful manner
• Real time Audit and Business engagement with ability to influence management on Audit Issues, Audit Ratings and Sufficiency of correctives actions by exercising strong judgment, critical thinking and previous experience
• Identify control trends, regulatory themes and emerging risks in assigned business areas and their impact on the business and to the Bank overall by applying business acumen and experience
The successful candidate will have:
• Strong knowledge of Global Market Sales and Trading products gained in a large and recognized comparable Global Financial Services institution. Specialist Commodities expertise is likely to be advantageous in the short term
• Ability to constructively and effectively engage trading, risk, compliance, finance and operations personnel (including senior management in these functions)
• Good understanding of trading risk, trade processing, settlement, valuation and accounting
• Good understanding of Rules and Regulations and experience of dealing with regulators will be advantageous