Senior Compliance Advisor- Futures recruitment
Reporting directly to the Head of Compliance, you will take responsibility for all regulatory and advisory obligations for this product area. A minimum of 5 years of relevant experience is required, meaning a demonstrable track record in Futures Compliance. Roles/Responsibilities
- Direct liaison with regulatory bodies
- Perform regular desk reviews and monitoring program
- Remain conversant in local MAS and global regulations and laws
- Disseminate advice to the business on regulatory implications and implement recommended changes
- Draft and update internal Compliance Manual, notices, rules database and compliance plans
- Compile training manual
Skills/Experience
- Degree from a well-regarded university
- Minimum of 7 years of relevant experience in Compliance and Fixed Income
- Investment Banking background required
- ONLY candidates with MAS experience need apply
Personal Attributes
- Highly intelligent and analytical
- Meticulous
- Confident and capable of conversing with Front Office traders
- Fluent English
January 26, 2012
• Tags: Compliance, Legal careers in the Singapore, Senior Compliance Advisor- Futures recruitment • Posted in: Financial