Senior Compliance Advisor – Private Side & Research Compliance recruitment
Key Roles Responsibilities
- Implement appropriate compliance infrastructure and controls
- Perform risk assessments, and provide efficient and practical advice
- Pro-active risk identification of regulatory changes or business developments
- Development and maintenance of compliance policies and procedures
- Regulatory risk management
- Provide advice on new product and new business structures
- Supervision of training requirements, monitoring, marketing activities, licensing and desk reviews
- Interface with global product heads for standardization, reporting and efficiency
Qualifications Skills
- Either a compliance officer or qualified lawyer with a background in corporate finance, principal finance and/or research experience with major investment banks
- A minimum of 8 years of securities industry experience
- Experience in regional regulatory issues in particular, in South East Asia
- Excellent regulatory management and relationship skills
- Good knowledge on rules and regulations on corporate finance, principal finance and/or research
- Strong communication skills
- Fluent English ability
- Strong analytical and organizational skills
- Leadership skills and management ability
- Commitment to excellence
How To Apply
You can search and view current opportunities across our organisation and apply immediately by registering or logging in to our careers website www.standardchartered.com/careers. To help speed up your application, please note the following:
- You will need to log in (or register if you are visiting our careers site for the first time) before you can apply for a specific role
- Some roles may require you to undertake an online talent assessment in addition to completing the application form (to facilitate this process it is preferable that you provide us with an email address as part of your contact information)
- We will ask you about your education, career history and skills and experience, it may be helpful to have this information to hand when completing your application
It usually takes 15 - 20 minutes to complete the application form; you can save your application at any time and return to complete it at your convenience.
Closing Dates
The closing date for applications is 11/06/2012. Please note all closing dates are given in Hong Kong time (GMT + 8 hours). We aim to respond to successful applicants within four weeks and will keep a record or your application in our database so that we can contact you when suitable vacancies arise in future.
Diversity Inclusion
Standard Chartered is committed to diversity and inclusion. We believe that a work environment which embraces diversity will enable us to get the best out of the broadest spectrum of people to sustain strong business performance and competitive advantage. By building an inclusive culture, each employee can develop a sense of belonging, and have the opportunity to maximise their personal potential.
