Senior Compliance Advisory // Defined Contribution
Working in both investment management and the pensions business of this extremely well known and successful financial services organisation, this opportunity is an exceptional way to work with many parts of the business gaining fantastic exposure at a senior level.
Key Responsabilities of the role:
- Advising different business divisions within a Life organisation on regulatory change
- Approving Marketing material
- Oversight of some areas in Compliance monitoring
- Reports and Advice to the Board/ Management Committee
- Work with Strategic Product Marketing
- Develop a regulatory Compliance plan for the DC Business
- Regular reports to the FCA and PRA
Essential Skills
- 5+ years experience in compliance and/or DC technical
- Degree
- Professional Qualification e.g Fellowhip of the Chartered Insurance Institute (Pensions Branch)
- Strong knowledge of insurance company organisation, unit-linked produces, pension processes, regulation and legislation.
The individual must be eligable to work in the UK without sponsorship
Defined Contribution, DC, Pensions, Life, Compliance, Advisory
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