Senior Compliance Advisory Manager
Responsibilities:
• Provide advice and guidance on regulatory issues affecting the business
• Keep abreast of regulatory developments and the impact on the business
• Implement and maintain policies procedures to ensure compliance with all of the latest regulations
• Build a transparent and proactive relationship with the regulator
• Identify assess regulatory risk
• Provide regulatory training to the front office
• Lead and develop the Advisory team
Skills Experience:
• A strong and demonstrated ability to provide compliance advice and a thorough understanding of relevant regulatory requirements in relation to clearing/wholesale products (equities, commodities, derivatives)
• Ability to communicate clearly and concisely on complex regulatory compliance issues at all levels, both internally and externally.
• Ability to produce written documents articulating key aspects of regulatory change, along with full impact analysis on relevant business areas.
• Assertive, analytical, accurate and tenacious.
• Proven leadership, coaching and development skills
Please contact Claire Ross on 01732 746668 or claire.ross@holmessearch.co.uk to discuss this opportunity.
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