Senior Compliance Advisory Manager

A leading and fast-growing UK investment management business with leading positions in several specialist sectors and over $5bn AUM is looking for an exceptional Senior Compliance Advisory professional to join its London team. Reporting directly to the Head of Risk and Compliance this growing team is at the forefront the organisations future plans and offers the successful candidate a truly unique opportunity to join a modern and innovative firm. . This particular position has a specific focus on the provision of compliance advisory support in relation to projects, including emerging regulation.

Key responsibilities include:

• Provide clear, reliable and consistent advice on any compliance issues arising in the
business, with particular emphasis on projects
• Assist in maintaining compliance procedures;
• Assist in providing training to staff on compliance issues;

This role would suit someone who is looking for a long term career in compliance, the role will grow and develop with the successful candidate and enable them to gain valuable experience in both private and institutional investment funds. This organisation prides itself on its employees and a great working environment. One of its core values is to develop and train staff and support them through their professional career. As a senior member of the team and business this will offer the successful candidate high visibility across all business areas.

Applicants must have a 2:1 degree or above from a top tier university and at least 5 years experience in financial markets. Compliance Advisory experience essential however the background of the individual can be from the buy or sell side.

We have a specialist team of over 30 dedicated recruitment experts focussing exclusively on London's buy-side/investment sector, spanning Institutional asset management, retail private client wealth, Hedge Funds and PE/VC houses.
Our extensive Investment sector expertise and search capability spans 12 individual businesses

To find our more information on the above role or for a confidential discussion on the market please contact Abigail Vann on 020 3465 0110

March 31, 2015 • Tags:  • Posted in: Financial

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