Senior Compliance Analyst -Investor Services recruitment

The Senior Compliance Analyst leverages past experience and expertise to assist the Compliance Manager with reviewing daily and periodic quarterly compliance reports and in training new compliance analysts.

Compliance Monitoring
-Monitor compliance requirements for funds daily utilizing Charles River Developments ComplianceMaster system. Take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues. 
-Prepare monthly compliance reports and take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues.
-Develop and maintain a working familiarity with applicable laws, regulation and interpretation governing the administration of mutual funds.  This includes the Investment Company Act of 1940, Subchapter M of the Internal Revenue Code securities laws and other applicable requirements.
-Assist with the preparation and/or review of daily, weekly, monthly and quarterly deliverables including Quarterly Board Reports.
-Perform special projects as assigned by the Fund Administration Compliance Supervisor or Manager.

Systems/Technology
-Maintain a strong working familiarity with Charles River Developments ComplianceMaster system.
-Assist the Fund Administration Compliance Manager in developing ways to enhance and automate the compliance function for areas that are manual.
-Assist Compliance Analyst with troubleshooting systems issues for domestic and global offices.
-Assist Compliance Business Analyst with ComplianceMaster rule-writing.
-Assist Compliance Business Analyst with troubleshooting system issues for Boston, Dublin, Luxembourg, and London.

Client Service
-Develop and maintain a strong client service relationship with clients.
-Assist with the completion of client conversions.

Compliance Review and Training
-Complete review of daily, weekly, monthly and quarterly compliance reporting for analyst level staff.
-Assist in training new analysts.
-Obtain assistance from, and work with the appropriate BBH personnel and the client, on compliance monitoring and problem resolution.
-Communicate with the Fund Administration Compliance Manager with respect to all workflow when necessary.
-Communicate relevant matters to members of other BBH departments and clients when appropriate.