Senior Compliance Associate
Senior Compliance Associate opportunity with Premier Hedge Fund - excellent career path to become Deputy in the compliance team
Role Details
* A generalist compliance role, reporting in to the Chief Compliance Officer.
* Helping to provide positive and practical assistance to the business, whilst maintaining appropriate regulatory control.
* Deputising for the Chief Compliance Officer, providing positive and practical assistance, together with accurate and timely and detailed advice to all business areas.
* Taking a proactive ownership of particular tasks and processes within the Compliance department, ensuring that tasks are delivered within the agreed timeframes.
* Looking for ways to improve efficiencies and streamline current processes and practices.
* To work in partnership with Senior Management and the business ensuring the promotion of 'good practice Compliance'.
* Providing support, advice and guidance as and when required to the rest of the compliance team.
* Proactively manage regulatory change. Identifying future regulatory issues that will impact on the business.
* Keeping up to date with global regulatory developments and updating internal policies and procedures from time to time.
* Assisting the Chief Compliance Officer in maintaining a strong and positive relationship with the FSA/FCA.
* Liaising with regulators as and when required.
* Involvement with activities arising from the Firm's relationship with AIMA and the Hedge Fund Standard's Board, and other industry bodies.
* Other general day to day compliance duties will include:
* Compliance monitoring
* Oversight of personal account dealing and gifts policies
* Approved persons registrations
* Provision of monitoring functions relating to anti money laundering
* Providing relevant compliance training using various media
* Reviewing marketing and client documentation
Skill Set Required
* At least 5 years experience within a compliance role at a hedge fund or a traditional asset management business that invests in hedge funds.
* Understanding of a broad range of asset classes including complex fixed income products and derivatives.
* Strong presentational and inter-personal skills.
* Can work with colleagues at all levels, including senior management.
* A broad and thorough regulatory knowledge across the wider asset management industry.
* Excellent communication and report writing skills
* Education to degree level at a respected university with respectable marks
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