Senior Compliance Associate recruitment

As Senior Compliance Associate you will be responsible for identifying and mitigating compliance risks, working with the CCO and partners of the firm to drive forward the compliance program. You will be expected to look across new business initiatives and investment products and respond to inquiries from regulators. In addition you will also act as manager and mentor to team members.

We are seeking an individual with excellent experience from either a hedge fund, investment advisory firm or investment bank. SEC auditing experience would be advantageous and you must have a strong academic record. This role would ideally suit an individual looking to take a step up in the compliance career.