Senior Compliance Executive recruitment

The Role
An exciting Senior Legal and Compliance Executive role is now available. This is an 18 month fixed term contract, and offers an experienced candidate the opportunity to advance and develop their current skill set, with a leading provider of stockbroking, wealth management and financial advisory services in Ireland.

The Candidate
The ideal candidate will have a high level of initiative and enthusiasm, supported by a minimum of 5 years senior compliance experience, preferably in Investment Management and/ or Wealth Management, and/or Stockbroking.

The candidate will also be expected to meet the following core competencies:

* A strong understanding of legal and regulatory requirements in Ireland, particularly MiFID and the Consumer Protection Code
* Exposure to and knowledge of regulatory requirements in other jurisdictions outside of Ireland, in particular the UK would be helpful but not essential
* Experience of liaising and interacting with regulatory bodies
* An ability to work well under pressure and to adapt, on an ongoing basis, to the changing compliance and business environment; An ability to self motivate, prioritise tasks and work to own deadlines in some instances
* Excellent oral and written comnunication skills which demonstrate experience of interfacing with all levels of the organisation
* The ability to work effectively as part of a team structure
* A high level of initiative and enthusiasm
* Excellent IT skills (MS Office)

Key Responsibilities

* Provision of guidance and advice to the business on a wide range of compliance and regulatory matters
* Responsibility for keeping informed of regulatory requirements in Ireland and one or more other regulated jurisdictions and advising the business accordingly
* Compliance monitoring of changing regulatory requirements
* Responsibility for interfacing with regulators, and regulatory bodies
* Responsibility for documents, manuals, policies and procedures related to regulatory requirements
* Timely and efficient handling of ad hoc compliance related queries arising internally

To apply for this role, please contact Gráinne Logue on 016698519.

We regret that due to the high volume of applications we are only able to contact suitable candidates.