Senior Compliance Manager
A market leading fund manager based in the City of London require a Senior Compliance Manager to join its specialist front office compliance team. The role reports directly in to the Head of this team and amongst a team of 9. This role will have oversight of front office related regulatory issue management. Covering advisory work as well as managing regulatory processes such as reporting and logging issues as well as high impact processes such as regulatory reporting, Personal Account Dealing and related MI.
This role will require a very commercially focused and hands on compliance officer, one that enjoys working in a changing environment and managing regulatory projects. The role will have a great deal of visibility across the business and your key stakeholders will include senior fund managers, RMs, IT leaders as well as compliance and the middle office.
The role will offer the successful candidate the opportunity to take on complete ownership of these regulatory projects and potentially manage resource for high impact projects. This is a very unique opportunity to join a business with a global footprint that can also offer a very broad and challenging compliance opportunity.
The business has an exceptional culture, very open and collaborative. You will be encouraged to challenge pre existing ideas and to enhance the capabilities of the compliance team.
Hays Investment Management Compliance is a dedicated recruitment function, focusing purely on regulatory compliance recruitment within the buy-side of the market, covering Asset Management, Hedge Funds, Private Equity, Wealth Management and Private Banking. We offer a unique insight into the investment compliance market, having developed a specialist network of both clients and candidates within this sector.
For a confidential discussion on this role, other opportunities in the market or a more broad discussion about the market at present please call Stephen Borner at Hays on 02034650110.
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