Senior Compliance Manager – Equities recruitment
Job Description
In the role you will:
- Provide regional compliance advice on cash equities and derivatives
- Reviews sales and marketing materials
- Conduct compliance training
- Liaise with the SFC on licensing conditions and regulatory requests
- Review and approve new product applications
Required Experience
To be suitable for the role you will have:
- A relevant degree
- A minimum of 5 years regional equities compliance experience, preferably derivatives advisory
- Excellent command of both written and spoken English
For more information please contact Stefanie Nitze on +852 2973 6333 or email stefanienitze@taylorroot.com.hk
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
August 30, 2012
• Tags: Equities careers in the Hong Kong SAR, Equities recruitment, Senior Compliance Manager • Posted in: Financial