Senior Compliance Manager – Markets Regulatory Change recruitment
Senior Compliance Manager - Markets Regulatory Change
My client is a global leader in institutional banking and is currently enjoying unprecedented growth in the overseas markets. A newly created senior Compliance position has arisen to take responsibility and mentor a team across the commodities, FX, rates and credit portfolios. The successful candidate will demonstrate polished stakeholder management skills and will guide the business through an era of significant regulatory change.
This role will be responsible for preparing for and implementing policy across the following legislation: the Dodd-Frank Act, Volcker Rule and FATCA. Additionally monitoring and surveillance know-how and systems experience will be highly regarded.
The ideal candidate will have at least 6 years experience within the investment banking regulatory environment and a trading background hugely beneficial. This is a high profile role and will offer insight into the Asian Pacific markets.
For a confidential discussion please contact Charlotte Donohoe, 8227 9200 or charlotted@ethoscorp.com.au quoting JN/13563.