Senior Compliance Manager recruitment

The Senior Compliance Officer will be responsible for the following:

* Support the Chief Compliance Officer
* Advise all business lines as to compliance with applicable laws and regulations
* Monitor business activity and employee conduct
* Control Room compliance
* Electronic Communication Review
* Gifts and Entertainment policy
* Conflicts of Interest
* Project Management
 

The successful candidate will meet the following qualifications:

* Advanced Degree (MBA, JD)
* 10+ years compliance experience
* Experience with project management and software tools
* Strong negotiation skills
* Series 7 required and 24 a plus