Senior Compliance Manager recruitment
A leading financial services firm specialising in Market Making is looking for a senior compliance professional to look after the company’s electronic trading from a compliance perspective. The firm is massively profitable and can offer a fantastic working environment.
This role will be challenging and diverse and the post-holder will be expected to:
- Monitor the electronic trading activities and ensure compliance will all applicable rules and regulations
- Work closely with the business to ensure these rules are clearly understood and all necessary checks and balances are in place
- Stay up to date with the regulatory landscape affecting this area and communicate these to the business
- Have a major input into all policies pertaining to electronic trading
- Take responsibility for external liaison with the regulators, industry associations and trade bodies
- Take an active involvement with the company’s lobbying actions in this field and hopefully help to steer the future of the industry
This is a very exciting part of the industry which is affected by an ever changing environment. Candidates will need to demonstrate a robust knowledge of all current regulations related to electronic trading activity and a desire to stay at the forefront of this part of the industry.
The company has fantastic reputation in the market and can offer both stimulating work and the ability to really shine in a strategically important role for the company.
Please don’t hesitate to contact me on tgb@barclaysimpson.com for further information or submit your details for consideration.