Senior Compliance Manager (Ref: PSH/FIG/JS0114D)
RESPONSIBILITIES
Ensure compliance with regulatory requirements and standards and guidelines
Review product documentation to ensure fully compliance with regulatory requirements and policies
Assist in product development by providing specialized product knowledge and advices with qualitative market intelligence
Develop appropriate tracking reports to monitor the quality assurance, time-critical transaction process, and the requirements of documentation and reporting as set out in the regulations
Manage operational risks driven by trading activities by conducting daily, weekly, and monthly reviews to ensure compliance with regulatory and internal policies
Enforce general compliance manual and provide necessary assistance and training to staff
Provide effective AML compliance support to the business units and support units
Handle ad hoc assignments or projects
REQUIREMENTS
Degree holder in Law, Finance or Accounting, with min 10 years of experience in Compliance function of international financial institution
Must have at least 10 years of relevant experience with a Fund House covering compliance activities, or with a financial regulator
In-depth knowledge of regulatory and compliance requirements, especially those related to investment products
Should possess good communication skills
Ability to work independently, self-motivated, need to be a good team player
Leadership experience is preferred
Interested Applicants please send your resume (in Word format) together with present and expected salary to Jay Sim:
Tel: (852) 2521-5118 ext. 804
Email: jaysim@pplesearch.com
** For more job opportunities, please visit our website: www.pplesearch.com **
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