Senior Compliance Manager (Singapore)
Key duties and responsibilities:
Providing Compliance support to the Equity Corporate Finance, Capital Markets and Research businesses,Providing Compliance support to the Equity Corporate Finance, Capital Markets and Research businesses:
•Implement appropriate compliance infrastructure and controls
•Perform risk assessments, and provide efficient and practical advice
•Pro-active risk identification of regulatory changes or business developments
•Development and maintenance of compliance policies and procedures
•Provide advice on new product and new business structures
•Supervision of training requirements, monitoring, marketing activities, licensing and desk reviews
•Interface with global product heads for standardization, reporting and efficiency
Qualifications:
Ideally you will be a Compliance officer or qualified lawyer with a background in equity corporate finance or capital markets gained within Investment Banking. It is desirable you have a deep understanding of regional regulatory issues relating to equity corporate finance and capital markets across the South East Asia region. Lastly, it is essential you have strong communication and organisation skills and be comfortable in dealing with stakeholders at many different levels.
APPLY ONLINE. Only shortlisted candidates will be contacted.
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