Senior Compliance Monitoring Analyst
SENIOR COMPLIANCE MONITORING ANALYST NEEDED
Leading Investment Management Firm based in the City
A top European-based asset management firm is looking for a Senior Compliance Monitoring Analyst to assist the Compliance Monitoring Manager and Head of Compliance in the development and execution of a risk based monitoring programme across all areas of the UK regulated businesses.
You will be responsible for undertaking both thematic and surveillance monitoring testing of systems and controls and play a key role in the development of an effective risk based assessment tool as part of the annual compliance programme. In addition, you will be tasked with performing an analysis of business functions and identifying deficiencies, and reporting these findings back to senior management.
This role will provide a fantastic opportunity for a compliance monitoring specialist to take on an exciting challenge at an internationally-recognised firm.
The company is keen to meet people with a minimum of 5 years UK asset management compliance exposure and significant experience of the development of risk based compliance monitoring.
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