Senior Compliance Officer
Our client is an International Securities Firm with strong presence across China and Hong Kong are looking to set up a wholly owned subsidiary office in Singapore dealing in Securities. They are seeking a highly motivated and driven individual who has a strong understanding of the Singapore and Hong Kong Securities market to be part of a pioneering team to oversee all compliance matters for the firm.
Reporting directly to the CEO based in Singapore and Regional Head of Compliance, the incumbent will be instrumental in handling all Singapore regulatory issues, dealing with the regulators, legal advisors, auditors and fulfilling MAS requirements. He/she will also be responsible for the firm’s compliance control, policies and procedures and best practice in conducting securities business.
The ideal candidate should be degree qualified with at least 5-7 years of relevant experience in compliance and strong knowledge in prevailing regulatory requirements, including the Securities Futures Act and Financial Advisers Act. Mandarin / Cantonese speaking skills are highly desirable as candidate will be working closely with Hong Kong / China counterparts.
We invite suitably qualified candidates to apply but regret only shortlisted candidates would be notified.
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