Senior Compliance Officer (H/F) LMIM501803 recruitment
Your responsibilities will include:
--Ensure compliance of the Company with its obligations as a UCITS Management Company in respect of its management of UCITS products;
--Oversee the operational environment of Luxembourg domiciled products and its com-pliance with Luxembourg regulation and otherGroup Compliance policies;
--Provide advice and guidance to management concerning interpretation of Luxembourg laws and Regulations. Keep the management company and delegated investment man-agers informed of regulatory developments applicable to Luxembourg domiciled products;
--Respond to and acting as liaison between the company and the Luxembourg and overseas regulators in respect of Luxembourg domiciled products and ensure compliance with all reporting requirements;
--Monitoring and oversight of delegated investment managers and compliance with Lux-embourg regulation;
--Monitoring and oversight of investment risk management compliance;
--Oversight of legal environment in respect of transfer agents, custodians, correspondent bank and other operation service providers outsourcing services comply with Luxembourg regulation;
--Oversight that AML procedures, distributor process and market timing/late trading controls relating to Luxembourg domiciled products comply with Luxembourg regulation and group policies;
--Coordinate major shareholding notification process;
--Administer the Luxembourg fund management company Compliance Manual and support best practice development;
--Ensuring processes for advising on and handling of client complaints, claims and litigations the Luxembourg fund range;
--Support learning and training programmes relating to Luxembourg regulation, particularly AML and UCITS developments.
Who we are looking for
--A minimum of 3-4 years experience in a similar role
--A university degree and relevant professional training
--Fluent in English
--Good knowledge of legal and compliance issues and experience of UCITS and other UCIs
--Knowledge of modern concepts of corporate governance and risk management
--Intelligence and Initiative, capable of lateral thinking
--Excellent organisation skills
--Numeracy
--Independence and confidence
--Good judgment, enthusiasm and willingness to learn
--Team spirit and willingness to take on work which may be outside the scope of normal duties
Contact Michael Page
If you are interested in this challenging role, thanks to follow this link :
http://www.michaelpage.lu/offre-emploi/501803-senior-compliance-officer.html
Your application will be sent to Meredith Minnaert.Référence : LMIM501803