Senior Compliance Officer recruitment

Tasks and Responsibilities

-    Making sure all obligations on the UCITS products are complied

-    Being the linking pin between regulators and the Asset Management Company

-    Improving process on internal compliance and make and up-date the Compliance

    Manual for the company

-    Advising on process of handling client complaints, litigation and Claims

-    Giving guidance and advice to the management regarding Luxembourg laws and

    Regulations

-    Overseeing Risk management and investment managers with Luxembourg regulation and compliance

-    Complying the group policies in AML procedures and distributor processes for 

    Luxembourgish fund products

-    Support in learning and training programmers for relevant issues and people within the company

Profile of the Ideal Candidate


-    Experience in a similar Compliance role for at least 4 years

-    A Master degree in Law, Finance or Financial Services

-    Fluent in English and French, oral and written

-   Knowledge of UCITS and UCI’s in a compliance way

-    Lateral thinking, initiative and working with the business

-    Superb organisation skills

-   Knowledge of modern concepts in corporate governance and risk management

-    Confident, enthusiastic and self starter

-    Not afraid to work outside the scope of the job description

Contact person Robert Walters

Robert van den Oord

REF: RVG/273550

E: Robert.vandenoord@robertwalters.com

T: +352/ 26 47 85 85