Senior Compliance Officer recruitment

ROLE and RESPONSIBILITIES:
Senior level compliance professional to manage Asia Pacific compliance program including:
? Develop/enhance compliance policies and procedures;
? Primary interface with Asian Pacific regulators
? Review of marketing materials and reports for funds (UCITS) and separate accounts in Hong Kong, Singapore and other Asian Pacific jurisdictions
? Advise business on Know Your Client and Anti Money Laundering requirements, and assist in resolution of KYC, AML and other distribution matters
? Monitoring and oversight of distributors, administrator and other business partners;
? Compliance monitoring reviews and testing;
? Assist with review fund marketing materials used in Europe and Latin America;
? Assist in compliance training and email surveillance;
? Assist in fund registration and related requirements globally
QUALIFICATIONS and EXPERIENCE
? Law degree preferred, Bachelor required;
? Minimum of 8 years experience in fund compliance;
? Detailed knowledge of fund sales and marketing compliance practices and rules in Hong Kong, Singapore and other Asia Pacific jurisdictions;
? Detailed knowledge of Securities and Futures Commission (SFC) rules and requirements;
? Knowledge of the Asia regulatory environment ability to communicate effectively across a global organization, with excellent analytical, written, verbal and organizational skills;
? Must be self-directed and self-motivated and possess a strong work ethic, team-orientation, with high ethical standards;
? Knowledge of the structure and operations of UCITS compliance and marketing laws in Luxembourg and/or Dublin;
? Excellent spoken and written English communication skills;
? Previous working experience as a regulator or in audit/legal/financial industry, familiarity with US and European regulatory and compliance environment for funds, advisers and broker-dealers desired;
? Experience advising and partnering with heads of business and working with a sophisticated Board of Directors is strongly preferred;
? Experience working in an asset management company is desired;
? Solid leadership, management and team building experience ;
? Strong financial/ strategic acumen